Audits and Records: Are You Among the Providers Who Can't Produce Documentation?

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Note:  The following article synopsis was NOT provided by AAPC. It was created by Find-A-Code/innoviHealth.

Article Overview

This article discusses Medicare audit-related documentation issues highlighted in a CMS CERT-related compliance newsletter. It is aimed at providers, coders, and practice staff who manage audit responses and want a better understanding of the kinds of documentation problems that can trigger payment review concerns. The article covers general audit preparation, documentation retrieval efforts, and the importance of having complete supporting records available when claims are reviewed.

Why This Topic Matters

Missing or incomplete documentation can lead to claim denials, repayment demands, and avoidable audit complications. Understanding the general audit process and record-preparation concerns can help practices respond more effectively to Medicare reviews.

Article Sections

  1. Find What the Auditor Is Missing

    This section discusses CERT reviewers’ efforts to obtain supporting records and the challenges that arise when documentation cannot be located or is incomplete. It also references a CMS compliance newsletter and the broader issue of records that do not support billed services.

  2. Auditor on the Way? Do This

    This section covers general steps for organizing encounter files and accompanying documentation when an audit is expected. It also warns against altering records and suggests seeking appropriate legal or compliance guidance if problems are discovered.

What You Will Learn

  • How Medicare audit reviewers may try to obtain missing documentation
  • Why complete supporting records matter during claims review
  • General ways to organize documentation when an audit request arrives
  • What types of record-handling mistakes should be avoided during an audit response

Who Should Read This

  • Physicians and other providers
  • Medical coders
  • Billing staff
  • Practice managers
  • Compliance staff

Codes Discussed

  • CPT: 92133

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