Practice Management: Use These OIG Tips to Solidify Your 2015 Compliance Plan

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Note:  The following article synopsis was NOT provided by AAPC. It was created by Find-A-Code/innoviHealth.

Article Overview

This article explains how a medical practice can strengthen its compliance program in anticipation of ACA-related requirements and broader federal compliance expectations. It is aimed at practice managers, physicians, compliance officers, and billing/coding staff who want a high-level overview of the program components CMS and the OIG recommend, including written policies, staff training, reporting channels, auditing, discipline, and corrective action. The piece also points readers to government resources and webinar-based guidance for building or updating a compliance plan.

Why This Topic Matters

A well-structured compliance program can help practices support ethical billing, reduce errors, and prepare for evolving federal enrollment requirements. For organizations that participate in Medicare or Medicaid, understanding the broad compliance framework is important for operational readiness and risk management.

Article Sections

  1. Follow 7 tips to meet ACA requirements

    Introduces the article’s focus on preparing a practice compliance plan in light of ACA-related expectations and federal guidance. It frames the discussion around recommended program elements and implementation readiness.

  2. Step 1: Write Policies and Procedures

    Covers the role of written compliance materials and the types of internal topics commonly included in a practice plan. It also emphasizes readability and staff awareness.

  3. Step 2. Plan Continuing Oversight

    Describes ongoing program oversight and the roles of compliance leadership and committees. It addresses how internal governance supports day-to-day compliance management.

  4. Step 3. Train and Educate Staff

    Discusses staff education as a core component of a compliance program. It highlights the use of training to reinforce expectations and awareness.

  5. Step 4. Open Lines of Communication

    Explains the importance of accessible reporting channels for potential compliance concerns. It focuses on communication pathways that encourage staff to raise issues.

  6. Step 5. Audit and Monitor the Plan

    Reviews the difference between routine monitoring and formal auditing in a compliance program. It also addresses common problem areas that organizations may watch for.

  7. 6. Apply Consistent Discipline

    Covers internal discipline policies and the need for consistent handling of noncompliance. It emphasizes policy clarity and regular review.

  8. 7. Implement Corrective Action

    Describes the final compliance-program step of responding to identified issues. It focuses on follow-through and remediation within the organization.

  9. Resources

    Lists government and CMS-related resources that may help practices build or update compliance materials. It points readers toward external educational references and support tools.

What You Will Learn

  • The general purpose and structure of a practice compliance program
  • How federal guidance frames compliance readiness for Medicare and Medicaid participants
  • Which internal operational areas are commonly included in compliance planning
  • How organizations can organize oversight, training, communication, monitoring, discipline, and correction
  • Where practices can look for government resources related to compliance planning

Who Should Read This

  • Physicians
  • Practice managers
  • Compliance officers
  • Billing and coding staff
  • General surgery practices
  • Medical group administrators

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