BC Advantage - 2017 Issue 6

DOJ's Newest Evaluation Criteria for Investigating Compliance Programs

The Department of Justice (DOJ) recently published a guidance document titled "Evaluation of Corporate Compliance Programs" that provides insight into how the Fraud Section evaluates compliance programs under criminal investigation.  This guidance emphasizes the government's commitment to fighting corporate fraud under the former Deputy Attorney General Yate's memorandum and serves as a valuable tool to measuring your organization's compliance program's effectiveness.Here is a summary of the topics and questions that the DOJ finds relevant when evaluating a corporate compliance program under investigation:Analysis and Remediation of Underlying Conduct: What is the organization's root cause analysis of the misconduct...

To read the full article, sign in and subscribe to BC Advantage.

Access to this feature is available in the following products:
  • BC Advantage, 30+ CEUs & Webinars

free demo
request yours today
for any budget
sign IN
welcome back!